KYC norms for ODI subscribers, transferability of ODIs, reporting of suspicious transactions, periodic review of systems and modified ODI reporting format
In terms of the SEBI (Foreign Portfolio Investors) Regulation, 2014 (FPI Regulations) and circulars issued from time to time regarding ODI, the Foreign Portfolio Investors (FPIs) issuing ODIs (hereinafter referred to as ODI Issuers) are required to comply with the conditions for issuance of ODIs which may change from one ODI issuer to another. Therefore to bring uniformity / transparency, SEBI has decided that ODI Issuers shall be guided by the following provisions with regard to the norms relating to the issuance and transfer of ODIs:
- Applicability of Indian KYC/AML norms for Client Due Diligence
- KYC Review
- Suspicious Transactions Report
- Reporting of complete transfer trail of ODIs
- Reconfirmation of ODI positions on a semi-annual basis
- Periodic Operational Evaluation
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RECENTLY ADDED DOCUMENTS |
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Sr. No. |
Category |
Particular of Document |
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1 |
Board Meeting – Independent Director |
Agenda of Separate Meeting of Independent Director |
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2 |
Board Meeting – Independent Director |
Notice for calling of Separate Meeting of Independent Director |
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3 |
Board Meeting – Independent Director |
Minutes of Separate Meeting of Independent Director |
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4 |
Format – Advertisement |
Newspaper Advertisement for declaration of Interim Dividend |
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5 |
Format – Advertisement |
Newspaper Advertisement for lost of Share Certificate |
|
6 |
Format – Advertisement |
Newspaper Notice for calling of Board Meeting by Listed Company |
|
7 |
General Meeting – Notices |
Notice for calling of Annual General Meeting through Electronic Mode |
|
8 |
Format – Advertisement |
Newspaper Advertisement for redemption of Preference Shares |
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9 |
Format – Affidavit |
Undertaking by Foreign National in case of absence of PAN |
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10 |
General Meeting – Others |
Requisition for calling Extraordinary General Meeting u/s 100 |
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11 |
General Meeting – Others |
Report on Annual General Meeting |
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12 |
Format – Private Placement |
Share Application Form |
|
13 |
Format – Private Placement |
Debenture Application Form |
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14 |
Format – Transmission of Shares |
Indemnity Bond for Transmission of Shares |
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15 |
Format – Transmission of Shares |
Application of Transmission of Shares |
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16 |
SEBI – Listing Regulation |
Format for Indian Depository Receipt (IDR) holding pattern |
|
17 |
SEBI – Listing Regulation |
Procedure/Guidelines for Two-way Fungibility of IDRs |
